Over the last couple of years as TRID, flood and HMDA changes have rocked the lending compliance boat, BSA and Compliance Officers have found comfort in familiar rules like the Bank Secrecy Act and often pulling out our tried and true BSA/AML Risk Assessment just to admire it and the peace its existence brings to our crazy compliance world.
However, just when we think we are safe (cue Hollywood thriller music) a new proposal, a fast approaching effective date for a recent final rule, some "gray areas" in the old familiar requirements and recent enforcement actions rear their heads and reignite our focus on the ever-expanding requirements of the Bank Secrecy Act.
√ Guidelines and Responsibilities for the BSA Officer, Management and Directors
√ Customer Risk Profiles and Customer Due Diligence Requirements
√ Medical Marijuana Dispensaries—Guidelines and Best Practices
√ Cyber Fraud & Mortgage Fraud: Suspicious Activity Reporting Requirements
√ Recognizing and Reporting Elder Abuse
√ Human Trafficking Discussion
√ Recent Enforcement Actions—What We Can Learn
YOUR TOOL KIT
√ BSA/AML Policy Checklist
√ Sample BSA/AML Quarterly Board Report
√ CDD Implementation Action Plan
√ Suspicious Incident Report
√ Sample Elder Abuse Policy Language
√ Human Trafficking Red Flags
WHO SHOULD ATTEND
This seminar is designed for new BSA Officers, Compliance Officers, Security Officers, Frontline and anyone responsible for managing your bank’s BSA/AML program. This is a Certified Frontline Program and counts toward your Frontline Certification.
A COMMITMENT TO YOU
We take pride in knowing that the Frontline Training Curriculum session has been developed to meet the unique needs of the community bank. Therefore, it is through the high standards that the Independent Community Banks of North Dakota has developed over the years that we ask you to join us in this seminar.
2017 Fall Frontline Seminar
Your Annual BSA Training Event
October 10 - Bismarck
October 11 - Fargo
October 12 - Minot
Three Live Sessions with Full Buffet Meal at all locations
For more information on the Fall Frontline click here.